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How to Prepare For ACI 310-013: ACI Operations Certificate Challenging Exam
Preparation Guide for ACI 310-013: ACI Operations Certificate Challenging Exam
Introduction
ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, which was founded in 1955, focuses on improving best business practices and encouraging market participants to commit to ethical behavior standards.
The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI 310-013: ACI Operations Certificate Challenging, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.
Under the supervision of the Board of Education, education services include the ACI 310-013: ACI Operations Certificate Challenging, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee on Professionalism oversees industry best practices for ethical behavior.
This document is an exam guide designed to assist applicants in determining the significance of the ACI 310-013: ACI Operations Certificate Challenging Exam and to provide all necessary information such as prerequisites, exam contents and format, and so on for the best exam preparation of interested candidates. This guide includes information on the certification test target audience, recommended ACI 310-013 exam dumps and ACI 310-013 practice exams, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.
How to book the ACI 310-013: ACI Operations Certificate Challenging Exam
Follow the following steps in order to register for the ACI 310-013: ACI Operations Certificate Challenging exam:
Step 3: Scroll down and press the button “Register Your Place”
Step 3: On the new page, against your desired exam, press the “Book online exam” button
Step 3: Under Book your Exam section, press “Book your exam” button
Step 1: Visit ACI FMA website by clicking here
Step 5: Pay for the exam and follow the instructions
Step 4: Create an account or login
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The benefit of obtaining the ACI 310-013: ACI Operations Certificate Challenging Exam Certification
Formal certification of the perception by individuals of prevailing global norms of behaviour and business practises
Chances, within your CPD profile, to explore more ACI Education opportunities
Compliance with the conformity criteria levied by the financial services authorities
Enhanced professional development profile with a recognised qualification for the industry
ACI 3I0-013 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Ethics (Principles 1–3) | 15% | - Highest ethical and professional standards - Conflict of interest identification and disclosure |
| Topic 2: Risk Management & Compliance (Principles 24–41) | 15% | - Counterparty and operational risk - Risk frameworks and controls - Compliance and audit requirements |
| Topic 3: Execution (Principles 8–18) | 20% | - Electronic trading practices - Price discovery and transparency - Order management and handling - Roles: Agent vs Principal |
| Topic 4: Introduction to the FX Global Code | 15% | - Scope and application to market participants - Statement of Commitment - Overview and purpose of the Global Code |
| Topic 5: Confirmation & Settlement (Principles 42–55) | 10% | - Reconciliation and dispute resolution - Confirmation and matching processes - Settlement best practices |
| Topic 6: Information Sharing (Principles 19–23) | 10% | - Confidentiality and market information - Communication standards |
| Topic 7: Governance (Principles 4–7) | 15% | - Remuneration and incentive structures - Reporting and investigation procedures - Oversight, supervision and culture |




